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FAN Stephanie Winnie

范絺文
CE ATO899Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FAN Stephanie Winnie (CE number ATO899) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-21. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBay Area Hong Kong Capital Limited
灣區香港資本有限公司

Licence Record (4)

2023-06-12 – present Current
Bay Area Hong Kong Capital Limited RO
RA 4 RA 9
2019-07-15 – 2023-05-31
Zhong Shan Asset Management Limited RO
RA 4 RA 9
2013-07-29 – 2019-06-21
Sinovation Capital Asset Management Company Limited RO
RA 4 RA 9
2009-10-21 – 2013-07-29
Sinovation Capital Asset Management Company Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATO899