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CHEN Cong

陳聰
CE ASZ589Licensed IndividualSFO licence active
Official SFC record

CHEN Cong (CE number ASZ589) is an individual licensed by the Hong Kong SFC. First licensed on 2009-06-04. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCLSA Limited
中信里昂證券有限公司

Licence Record (2)

2020-12-09 – present Current
CLSA Limited Rep
RA 4
2009-06-04 – 2020-11-18
CITIC Securities Brokerage (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASZ589