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CHAN Po Ki, Tiffany

陳寶琪
CE ASM076Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Po Ki, Tiffany (CE number ASM076) is an individual licensed by the Hong Kong SFC. First licensed on 2010-06-18. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRC Futures Advisory Limited

Licence Record (2)

2015-05-12 – present Current
RC Futures Advisory Limited RO
RA 4 RA 5
2010-06-18 – 2023-02-14
RC Futures Advisory Limited Rep
RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASM076