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AN Joo Hee

CE ASG213Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

AN Joo Hee (CE number ASG213) is an individual licensed by the Hong Kong SFC. First licensed on 2009-01-15. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMirae Asset Global Investments (Hong Kong) Limited
未來資產環球投資(香港)有限公司

Licence Record (2)

2013-08-14 – present Current
Mirae Asset Global Investments (Hong Kong) Limited RO
RA 4 RA 9
2009-01-15 – 2023-10-20
Mirae Asset Global Investments (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASG213