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FUNG Yan

馮韌
CE ARW224Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FUNG Yan (CE number ARW224) is an individual licensed by the Hong Kong SFC. First licensed on 2009-02-19. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerEast Crest Capital Limited

Licence Record (7)

2026-03-04 – present Current
East Crest Capital Limited RO
RA 4 RA 9
2017-05-17 – 2025-02-13
Qiao Group Limited RO
RA 4 RA 9
2016-09-19 – 2017-05-12
Alpha Nova Capital Management Limited RO
RA 4 RA 9
2016-07-25 – 2016-08-09
Alpha Nova Capital Management Limited Rep
RA 4 RA 9
2014-01-30 – 2016-07-22
Pine Star Asset Management Limited RO
RA 4 RA 9
2011-08-05 – 2013-07-01
ARCH Capital Management Co. Limited Rep
RA 9
2009-02-19 – 2011-07-11
ARCH Capital Management Co. Limited RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARW224