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LIN Shen

林深
CE ARV902Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIN Shen (CE number ARV902) is an individual licensed by the Hong Kong SFC. First licensed on 2008-11-12. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAbax Global Capital (Hong Kong) Limited

Licence Record (3)

2015-04-20 – present Current
Abax Global Capital (Hong Kong) Limited RO
RA 9
2014-10-27 – 2015-04-20
Abax Global Capital (Hong Kong) Limited Rep
RA 9
2008-11-12 – 2012-03-30
Mount Kellett Capital (Hong Kong) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARV902