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BLOOM Nicholas Roy

CE ART997Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

BLOOM Nicholas Roy (CE number ART997) is an individual licensed by the Hong Kong SFC. First licensed on 2015-11-12. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerOvata Capital Management Limited
歐萬達基金管理有限公司

Licence Record (3)

2019-05-21 – present Current
Ovata Capital Management Limited RO
RA 9
2017-11-16 – 2019-05-21
Ovata Capital Management Limited Rep
RA 9
2015-11-12 – 2017-03-31
Three Stones Capital Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ART997