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KATHURIA Nitesh

CE ARS414Licensed IndividualSFO licence active
Official SFC record

KATHURIA Nitesh (CE number ARS414) is an individual licensed by the Hong Kong SFC. First licensed on 2008-10-24. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJPMorgan Asset Management (Asia Pacific) Limited

Licence Record (5)

2023-04-26 – present Current
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 4 RA 5 RA 9
2018-07-06 – 2023-02-28
FIL Investment Advisors RO
RA 4 RA 9
2018-07-06 – 2023-02-28
FIL Investment Management (Hong Kong) Limited RO
RA 4 RA 9
2008-10-24 – 2018-07-06
FIL Investment Advisors Rep
RA 4 RA 9
2008-10-24 – 2018-07-06
FIL Investment Management (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARS414