Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHU Stephen Henry

徐英略
CE ARR623Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHU Stephen Henry (CE number ARR623) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-30. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHead & Shoulders Asset Management Limited
聯合資產管理有限公司

Licence Record (5)

2012-11-05 – present Current
Head & Shoulders Asset Management Limited RO
RA 9
2012-10-03 – 2012-11-05
Head & Shoulders Asset Management Limited Rep
RA 9
2011-04-08 – 2012-07-01
Hui Xian Asset Management Limited RO
RA 9
2008-11-10 – 2011-04-08
ESR Asset Management (Prosperity) Limited RO
RA 9
2008-09-30 – 2008-11-10
ESR Asset Management (Prosperity) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARR623