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NG Chi Wah

吳志華
CE ARQ146Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Chi Wah (CE number ARQ146) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-16. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerESR Asset Management (Prosperity) Limited
泓富資產管理有限公司

Licence Record (2)

2011-10-11 – present Current
ESR Asset Management (Prosperity) Limited RO
RA 9
2008-09-16 – 2011-10-11
ESR Asset Management (Prosperity) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARQ146