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LIM Lina Poh Imm

林寶音
CE ARK102Licensed IndividualExecutive OfficerNo active licence
Official SFC record

LIM Lina Poh Imm (CE number ARK102) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-29. Their SFC licence is currently not active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerHongkong and Shanghai Banking Corporation Limited, The
香港上海滙豐銀行有限公司

Licence Record (2)

2009-11-03 – 2011-06-17
Sumitomo Mitsui Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2008-07-29 – 2011-11-27
Sumitomo Mitsui Asset Management (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARK102