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CHU Fai Sean

朱暉
CE ARJ511Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHU Fai Sean (CE number ARJ511) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-04. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDawn Capital Limited
新成資本有限公司

Licence Record (3)

2016-03-07 – present Current
Dawn Capital Limited RO
RA 9
2012-06-25 – 2015-01-08
Karst Peak Capital Limited Rep
RA 9
2008-09-04 – 2011-12-31
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARJ511