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WANG Chao

王超
CE ARJ506Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Chao (CE number ARJ506) is an individual licensed by the Hong Kong SFC. First licensed on 2008-12-29. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTOP GEAR ASSET MANAGEMENT COMPANY LIMITED
領馳資產管理有限公司

Licence Record (3)

2019-08-07 – present Current
TOP GEAR ASSET MANAGEMENT COMPANY LIMITED RO
RA 9
2018-11-15 – 2019-08-07
TOP GEAR ASSET MANAGEMENT COMPANY LIMITED Rep
RA 9
2008-12-29 – 2018-11-09
Vision Finance Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARJ506