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CHENG Kwok Kin, Benjamin

鄭國健
CE ARG931Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHENG Kwok Kin, Benjamin (CE number ARG931) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-12. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAD Capital Management (Hong Kong) Limited
豐盛資產管理(香港)有限公司

Licence Record (2)

2021-04-08 – present Current
AD Capital Management (Hong Kong) Limited RO
RA 4 RA 5 RA 9
2008-08-12 – 2021-04-08
AD Capital Management (Hong Kong) Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARG931