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TSAI Yau Moon

蔡友滿
CE AQU973Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSAI Yau Moon (CE number AQU973) is an individual licensed by the Hong Kong SFC. First licensed on 2008-05-16. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTX Capital (HK) Limited

Licence Record (4)

2014-10-14 – present Current
TX Capital (HK) Limited RO
RA 9
2012-02-17 – 2014-05-31
Vegasoul Capital Management (Asia) Limited RO
RA 9
2010-04-07 – 2012-02-17
Vegasoul Capital Management (Asia) Limited Rep
RA 9
2008-05-16 – 2010-03-31
CMT Advisors Asia Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQU973