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LEE Yuk Man

李育文
CE AQQ629Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Yuk Man (CE number AQQ629) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-10. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSumitomo Mitsui Trust (Hong Kong) Limited
三井住友信託(香港)有限公司

Licence Record (7)

2017-06-07 – present Current
Sumitomo Mitsui Trust (Hong Kong) Limited RO
RA 4
2018-10-08 – 2018-11-30
Ping An of China Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2014-01-07 – 2019-01-21
Sumitomo Mitsui Trust (Hong Kong) Limited Rep
RA 4
2012-05-10 – 2012-08-27
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 4
2010-06-07 – 2012-02-16
Daiwa Capital Markets Hong Kong Limited Rep
RA 4
2010-06-07 – 2012-01-30
Daiwa Institute of Research (Hong Kong) Limited Rep
RA 4
2008-04-10 – 2010-05-26
Mirae Asset Wealth Management (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQQ629