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LAI Yan Chak

賴恩澤
CE APX114Licensed IndividualSFO licence active
Official SFC record

LAI Yan Chak (CE number APX114) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-05. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCephei Capital Management (Hong Kong) Limited

Licence Record (2)

2012-01-26 – present Current
Cephei Capital Management (Hong Kong) Limited Rep
RA 9
2007-11-05 – 2011-11-12
Mirae Asset Global Investments (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APX114