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WONG Wai Lap

黃為立
CE APP233Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Wai Lap (CE number APP233) is an individual licensed by the Hong Kong SFC. First licensed on 2007-10-22. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCitigroup First Investment Management Limited

Licence Record (3)

2024-10-15 – present Current
Citigroup First Investment Management Limited RO
RA 4 RA 9
2016-09-01 – 2024-10-15
Citigroup First Investment Management Limited Rep
RA 4 RA 9
2007-10-22 – 2007-11-30
Imperial Dragon Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APP233