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TONG Leslie Wai-yun

唐慧茵
CE APL611Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TONG Leslie Wai-yun (CE number APL611) is an individual licensed by the Hong Kong SFC. First licensed on 2017-12-21. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRising Glory Finance Limited
榮旭金融有限公司

Licence Record (1)

2017-12-21 – present Current
Rising Glory Finance Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APL611