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LAU Stephanie Chi Ling

劉致伶
CE APG601Licensed IndividualSFO licence active
Official SFC record

LAU Stephanie Chi Ling (CE number APG601) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-16. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 10 (Credit rating).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMoody's Investors Service Hong Kong Limited

Licence Record (4)

2015-01-05 – present Current
Moody's Investors Service Hong Kong Limited Rep
RA 10
2009-12-07 – 2013-06-30
Mirae Asset Wealth Management (HK) Limited Rep
RA 4
2009-01-05 – 2009-10-30
MainFirst Securities Hong Kong Limited Rep
RA 4
2007-07-16 – 2008-10-08
CLSA Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APG601