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COCHRAN Shaun Donald

CE APA066Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

COCHRAN Shaun Donald (CE number APA066) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-07. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCLSA Limited
中信里昂證券有限公司

Licence Record (3)

2019-08-21 – present Current
CLSA Limited RO
RA 4
2012-12-31 – 2019-08-21
CLSA Limited Rep
RA 4
2007-06-07 – 2012-12-31
CLSA Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APA066