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ZHANG Yali

張雅麗
CE AOT374Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Yali (CE number AOT374) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-28. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible Officer3W Fund Management Limited

Licence Record (4)

2012-11-16 – present Current
3W Fund Management Limited RO
RA 9
2012-03-27 – 2012-06-15
Pinpoint Asset Management Limited RO
RA 9
2011-01-11 – 2012-03-27
Pinpoint Asset Management Limited Rep
RA 9
2007-03-28 – 2011-06-30
Pinpoint Investment Advisor Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOT374