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HA Tsz Kin

夏子健
CE AOQ887Licensed IndividualSFO licence active
Official SFC record

HA Tsz Kin (CE number AOQ887) is an individual licensed by the Hong Kong SFC. First licensed on 2007-04-25. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAllianz Global Investors Asia Pacific Limited
安聯環球投資亞太有限公司

Licence Record (3)

2015-06-01 – present Current
Allianz Global Investors Asia Pacific Limited Rep
RA 4 RA 5 RA 9
2014-04-22 – 2015-05-31
RCM Asia Pacific Limited Rep
RA 4 RA 5 RA 9
2007-04-25 – 2014-04-11
Income Partners Asset Management (HK) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOQ887