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NG Ho Sze

吳浩絲
CE AOJ197Licensed IndividualSFO licence active
Official SFC record

NG Ho Sze (CE number AOJ197) is an individual licensed by the Hong Kong SFC. First licensed on 2007-02-15. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAspenwood Capital Limited
嘉桓資本有限公司

Licence Record (2)

2025-10-28 – present Current
Aspenwood Capital Limited Rep
RA 4 RA 9
2007-02-15 – 2007-10-10
Zurich Advisory (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOJ197