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KWAN Tak Wai

關德瑋
CE AOE445Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWAN Tak Wai (CE number AOE445) is an individual licensed by the Hong Kong SFC. First licensed on 2006-11-21. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGram Capital Limited
嘉林資本有限公司

Licence Record (5)

2014-04-16 – present Current
Gram Capital Limited RO
RA 6
2014-03-12 – 2014-04-16
Gram Capital Limited Rep
RA 6
2013-04-17 – 2014-02-27
Proton Capital Limited Rep
RA 6
2008-04-16 – 2013-04-05
Sinolink Securities (Hong Kong) Company Limited Rep
RA 6
2006-11-21 – 2008-04-14
South China Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOE445