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CHUNG Tak Yee, Samantha

鍾德懿
CE ANW534Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHUNG Tak Yee, Samantha (CE number ANW534) is an individual licensed by the Hong Kong SFC. First licensed on 2006-09-04. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNiatross Investments Limited

Licence Record (5)

2017-08-01 – present Current
Niatross Investments Limited RO
RA 9
2015-03-24 – 2016-10-21
Hutchin Hill Capital HK Limited Rep
RA 9
2014-06-12 – 2014-11-28
Crosby Securities Limited Rep
RA 4 RA 9
2007-11-06 – 2014-05-31
Chinese Strategic Asset Management Limited Rep
RA 4 RA 9
2006-09-04 – 2007-07-25
Oasis Management (Hong Kong) Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANW534