Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WONG Kai Bong, Karvan

黃啟邦
CE ANU552Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Kai Bong, Karvan (CE number ANU552) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-05. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerToroa Management (HK) Limited
信為資管(香港)有限公司

Licence Record (4)

2023-06-13 – present Current
Toroa Management (HK) Limited RO
RA 9
2011-03-02 – 2011-10-22
Harbour Capital Management Limited Rep
RA 9
2007-04-20 – 2011-01-11
Evenstar Advisors Limited Rep
RA 4 RA 9
2006-10-05 – 2007-04-19
Anuenue Advisors Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANU552