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LUK Pui Yee, Yvonne

陸佩儀
CE AMM424Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUK Pui Yee, Yvonne (CE number AMM424) is an individual licensed by the Hong Kong SFC. First licensed on 2005-10-04. Their SFC licence is currently active. Accredited for regulated activity Type 3 (Leveraged FX). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficeriSAM Securities (HK) Limited

Licence Record (5)

2021-06-28 – present Current
iSAM Securities (HK) Limited RO
RA 3
2021-05-07 – 2021-06-28
iSAM Securities (HK) Limited Rep
RA 3
2020-07-02 – 2021-03-22
PingPong Intelligence Limited RO
RA 3
2016-07-21 – 2018-04-22
SBI FX Co., Limited RO
RA 3
2005-10-04 – 2015-10-16
Rakuten Securities Hong Kong Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMM424