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NG Man Kwan, Lawrence

吳萬鈞
CE AMJ867Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Man Kwan, Lawrence (CE number AMJ867) is an individual licensed by the Hong Kong SFC. First licensed on 2005-09-28. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPrince Fund Management Limited
太子基金管理有限公司

Licence Record (3)

2013-10-11 – present Current
Prince Fund Management Limited RO
RA 9
2008-04-28 – 2013-10-07
Prince Capital Management Limited RO
RA 9
2005-09-28 – 2006-07-04
CAIIS Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMJ867