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LAM Kwok Kei, Franco

林國基
CE AMI313Licensed IndividualSFO licence active
Official SFC record

LAM Kwok Kei, Franco (CE number AMI313) is an individual licensed by the Hong Kong SFC. First licensed on 2005-08-04. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 10 (Credit rating).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFitch (Hong Kong) Limited
惠譽國際評級有限公司

Licence Record (4)

2019-08-28 – present Current
Fitch (Hong Kong) Limited Rep
RA 10
2011-01-03 – 2012-12-15
Credit Suisse (Hong Kong) Limited Rep
RA 4
2006-05-16 – 2010-11-12
Citigroup Global Markets Asia Limited Rep
RA 4
2005-08-04 – 2006-04-29
Lehman Brothers Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMI313