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HA Kam Fai

夏錦輝
CE ALZ492Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HA Kam Fai (CE number ALZ492) is an individual licensed by the Hong Kong SFC. First licensed on 2005-06-22. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerOasis Investment Management Limited
好利時投資管理有限公司

Licence Record (1)

2005-06-22 – present Current
Oasis Investment Management Limited RO
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALZ492