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TANG Wing Mui, Chris

鄧咏梅
CE ALF371Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TANG Wing Mui, Chris (CE number ALF371) is an individual licensed by the Hong Kong SFC. First licensed on 2004-09-03. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMarco Polo Pure Asset Management Limited

Licence Record (5)

2008-04-01 – present Current
Marco Polo Pure Asset Management Limited RO
RA 4 RA 9
2007-09-11 – 2008-04-01
Hong Kong International Capital Management Limited RO
RA 4 RA 9
2006-06-08 – 2007-08-31
BMI Funds Management Limited RO
RA 4 RA 9
2005-09-16 – 2006-06-08
BMI Funds Management Limited Rep
RA 4 RA 9
2004-09-03 – 2005-09-05
Galaxy Asset Management (H.K.) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALF371