LI Ying Wah

李應華

CE ALF027Licensed IndividualResponsible OfficerSFO licence active

LI Ying Wah (CE number ALF027) is an individual licensed by the Hong Kong SFC. First licensed on 2004-09-27. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Tianli Financial Limited 天利金融有限公司

Licence Record (12)

2019-06-04 – present Current

Tianli Financial Limited RO

RA 4 RA 9

2018-12-03 – 2019-04-26

Blackhorn Wealth Management Limited RO

RA 4 RA 9

2017-06-12 – 2018-07-19

Gold Mountains Asset Management Limited RO

RA 4 RA 9

2013-06-24 – 2015-01-07

Atherton Asset Management Limited RO

RA 9

2013-06-14 – 2013-06-24

Atherton Asset Management Limited Rep

RA 9

2013-04-16 – 2013-06-02

ExaByte Capital Management (HK) Limited RO

RA 9

2013-03-18 – 2013-04-16

ExaByte Capital Management (HK) Limited Rep

RA 9

2012-06-18 – 2013-02-20

Ping An Securities (Hong Kong) Holdings Company Limited RO

RA 4 RA 9

2012-05-30 – 2012-06-18

Ping An Securities (Hong Kong) Holdings Company Limited Rep

RA 4

2010-10-28 – 2012-05-25

Argyle Street Management Limited RO

RA 4 RA 9

2005-06-14 – 2010-10-28

Argyle Street Management Limited Rep

RA 4 RA 9

2004-09-27 – 2004-12-30

First Asia Finance Group Limited Rep

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALF027