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WAT Yau Tat

屈攸達
CE ALA727Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WAT Yau Tat (CE number ALA727) is an individual licensed by the Hong Kong SFC. First licensed on 2004-08-04. Their SFC licence is currently active. Accredited for regulated activities Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWoyi Capital Limited
沃燡資本有限公司

Licence Record (3)

2024-11-11 – present Current
Woyi Capital Limited RO
RA 4 RA 9
2023-01-17 – 2024-08-30
DGA Capital Asset Management Limited RO
RA 4 RA 9
2004-08-04 – 2004-08-27
Southwest Securities (HK) Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALA727