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AGARWAL Barun

CE ALA293Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

AGARWAL Barun (CE number ALA293) is an individual licensed by the Hong Kong SFC. First licensed on 2004-09-14. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFactorial Management Limited

Licence Record (3)

2011-12-30 – present Current
Factorial Management Limited RO
RA 9
2009-03-05 – 2011-08-16
Oasis Management (Hong Kong) Rep
RA 4 RA 5 RA 9
2004-09-14 – 2009-03-05
Oasis Management (Hong Kong) RO
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALA293