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LIN Shih-chieh

林世杰
CE AKV330Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIN Shih-chieh (CE number AKV330) is an individual licensed by the Hong Kong SFC. First licensed on 2004-06-21. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCypress Capital Hong Kong Limited
承譽資本香港有限公司

Licence Record (4)

2013-06-19 – present Current
Cypress Capital Hong Kong Limited RO
RA 4 RA 9
2008-06-04 – 2012-08-31
Keywise Capital Management (HK) Limited Rep
RA 9
2007-10-02 – 2008-05-21
RAB Capital (Asia) Limited Rep
RA 4 RA 5 RA 9
2004-06-21 – 2007-09-28
Pi Investment Management Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKV330