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KWAN Heung Yan, Polly

關向欣
CE AKN215Licensed IndividualSFO licence active
Official SFC record

KWAN Heung Yan, Polly (CE number AKN215) is an individual licensed by the Hong Kong SFC. First licensed on 2004-04-27. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeFIL Investment Advisors
RepresentativeFIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司

Licence Record (2)

2004-04-27 – present Current
FIL Investment Advisors Rep
RA 4 RA 9
2004-04-27 – present Current
FIL Investment Management (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKN215