Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

ZIMMERMANN George Alan

CE AJE719Licensed IndividualNo active licence
Official SFC record

ZIMMERMANN George Alan (CE number AJE719) is an individual licensed by the Hong Kong SFC. First licensed on 2003-10-06. Their SFC licence is currently not active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Licence Record (1)

2003-10-06 – 2003-10-13
Fox-Pitt, Kelton (Asia) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJE719