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WONG Chak Nam

黃澤南
CE AJD357Licensed IndividualSFO licence active
Official SFC record

WONG Chak Nam (CE number AJD357) is an individual licensed by the Hong Kong SFC. First licensed on 2003-10-10. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHang Seng Investment Services Limited
恒生投資服務有限公司

Licence Record (5)

2015-12-07 – present Current
Hang Seng Investment Services Limited Rep
RA 4
2013-05-08 – 2015-08-18
China Everbright Research Limited Rep
RA 4
2006-04-27 – 2008-12-31
Starr International Company (Asia), Limited Rep
RA 4 RA 9
2005-06-16 – 2006-04-13
UOB Kay Hian (Hong Kong) Limited Rep
RA 4
2003-10-10 – 2004-11-05
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJD357