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TONG Wai Ming, Vivia

唐慧明
CE AIE803Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TONG Wai Ming, Vivia (CE number AIE803) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAvanta Investment Management Limited
安永達投資管理有限公司

Licence Record (6)

2023-06-29 – present Current
Avanta Investment Management Limited RO
RA 4 RA 9
2018-01-24 – 2023-02-09
TVC Management Limited RO
RA 4 RA 9
2017-09-12 – 2018-01-24
TVC Management Limited Rep
RA 4 RA 9
2008-01-25 – 2023-06-29
Avanta Investment Management Limited Rep
RA 4 RA 9
2004-12-16 – 2006-09-07
KGI Asia Limited Rep
RA 4
2003-04-01 – 2004-05-07
TIS Securities (HK) Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIE803