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KWOK Wai Hei, Joanna

郭為熹
CE AHM508Licensed IndividualSFO licence active
Official SFC record

KWOK Wai Hei, Joanna (CE number AHM508) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJPMorgan Asset Management (Asia Pacific) Limited

Licence Record (2)

2003-04-01 – present Current
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 4 RA 5 RA 6 RA 9
2006-01-10 – 2019-11-08
JF International Management Inc. Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHM508