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LEE Hau Yee, Sarah

李巧兒
CE AHC334Licensed IndividualSFO licence active
Official SFC record

LEE Hau Yee, Sarah (CE number AHC334) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAlTi Wealth Management (Hong Kong) Limited
安旗財富管理(香港)有限公司

Licence Record (2)

2004-12-24 – present Current
AlTi Wealth Management (Hong Kong) Limited Rep
RA 4 RA 5 RA 9
2003-04-01 – 2003-09-13
CLSA Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHC334