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KWOK Peter

郭致言
CE AGP471Licensed IndividualSFO licence active
Official SFC record

KWOK Peter (CE number AGP471) is an individual licensed by the Hong Kong SFC. First licensed on 2023-02-28. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeShanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司

Licence Record (3)

2024-12-02 – present Current
Shanggu Asset Management (Asia) Limited Rep
RA 4 RA 9
2023-12-01 – 2024-09-30
Metaverse Securities Limited Rep
RA 4 RA 9
2023-02-28 – 2023-11-30
Tianlong Securities Co., Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGP471