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LEE Sung Kan

李崇瑾
CE AGL135Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Sung Kan (CE number AGL135) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司

Licence Record (3)

2013-03-28 – present Current
BNP Paribas Securities (Asia) Limited RO
RA 6
2007-04-27 – 2016-12-31
BNP Paribas Capital (Asia Pacific) Limited RO
RA 6
2003-04-01 – 2007-04-27
BNP Paribas Capital (Asia Pacific) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGL135