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WANG Bo

汪波
CE AGD229Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Bo (CE number AGD229) is an individual licensed by the Hong Kong SFC. First licensed on 2003-12-16. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSTAR RIVER SECURITIES LIMITED
星河證券有限公司

Licence Record (6)

2018-11-19 – present Current
STAR RIVER SECURITIES LIMITED RO
RA 4 RA 9
2018-10-02 – 2018-11-19
STAR RIVER SECURITIES LIMITED Rep
RA 4
2012-01-31 – 2018-07-01
Atlantis Investment Management Limited Rep
RA 4 RA 9
2011-01-04 – 2011-11-11
MF Global Hong Kong Limited Rep
RA 4
2004-09-16 – 2005-01-06
CLSA Research Limited Rep
RA 4
2003-12-16 – 2009-11-29
DBS Vickers (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGD229