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YAU Cheuk Man

丘卓文
CE AFT552Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAU Cheuk Man (CE number AFT552) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司

Licence Record (4)

2025-04-07 – present Current
DBS Vickers (Hong Kong) Limited RO
RA 4
2006-05-08 – 2025-04-07
DBS Vickers (Hong Kong) Limited Rep
RA 4
2005-02-03 – 2006-04-22
MIB Securities (Hong Kong) Limited Rep
RA 4
2003-04-01 – 2005-01-11
South China Research Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFT552