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LEE Chi Wai

李志偉
CE AFT213Licensed IndividualSFO licence active
Official SFC record

LEE Chi Wai (CE number AFT213) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAllianz Global Investors Asia Pacific Limited
安聯環球投資亞太有限公司

Licence Record (3)

2015-06-01 – present Current
Allianz Global Investors Asia Pacific Limited Rep
RA 4 RA 5 RA 9
2007-02-07 – 2015-05-31
RCM Asia Pacific Limited Rep
RA 4 RA 5 RA 9
2003-04-01 – 2010-02-08
Allianz Global Investors Hong Kong Limited Rep
RA 4 RA 5 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFT213