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NAN Bing

南冰
CE AFH467Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NAN Bing (CE number AFH467) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHorizon Capital Management and Research Limited

Licence Record (3)

2006-11-10 – present Current
Horizon Capital Management and Research Limited RO
RA 4 RA 9
2006-06-30 – 2006-11-10
Horizon Capital Management and Research Limited Rep
RA 4
2003-04-01 – 2004-03-31
Oriental Patron Asia Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFH467