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LEE Kok Yi

李國宜
CE AEW883Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Kok Yi (CE number AEW883) is an individual licensed by the Hong Kong SFC. First licensed on 2003-05-22. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 10 (Credit rating). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerS&P Global Ratings Hong Kong Limited

Licence Record (3)

2011-06-01 – present Current
S&P Global Ratings Hong Kong Limited RO
RA 10
2004-03-22 – 2007-11-30
Standard & Poor's, LLC RO
RA 4 RA 5
2003-05-22 – 2004-03-22
Standard & Poor's, LLC Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEW883