Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAU Chi Yiu

劉志耀
CE AEM824Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Chi Yiu (CE number AEM824) is an individual licensed by the Hong Kong SFC. First licensed on 2003-08-07. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerUnited Gain Investment Limited
聯威投資有限公司

Licence Record (1)

2003-08-07 – present Current
United Gain Investment Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEM824